AMC & ETN

Actively Managed Certificates (AMC) & ETNs in Luxembourg

One bankable security with its own European ISIN, issued on a basket of financial instruments that can evolve over time, through a dedicated, bankruptcy-remote compartment under the Luxembourg Securitisation Law.

Overview

What is an Actively Managed Certificate?

An actively managed certificate (AMC) is the market's term for a securitised instrument that gives investors exposure to a portfolio managed on a discretionary basis: a single security whose value tracks an evolving strategy, without setting up a fund.

At Capital-Hill, we issue ETNs and tracker notes on baskets of financial instruments: a dedicated compartment holds the basket, the note tracks its value, and the composition of the basket can be adjusted over time within predefined guidelines. The result is a function similar to an AMC (one bankable security, one evolving portfolio) delivered through an ETN issued under the Luxembourg Securitisation Law, with its statute-based segregation regime. Where a classic discretionary AMC format is specifically required, we structure it accordingly.

Key Advantages

Why structure as an AMC / ETN

Speed

Speed to market

Weeks instead of months: the compartment is opened on the existing platform, no new entity required.

Access

Bankability

A bankable security with a European ISIN, held in any custody account and cleared via Euroclear and Clearstream.

Pricing

Transparency

Daily Bloomberg pricing published by a regulated calculation agent; Vienna MTF listing available.

Protection

Segregation

A segregated, bankruptcy-remote compartment with statutory limited recourse and non-petition protection.

Efficiency

Lower operational burden

No NAV infrastructure, no depositary, no fund governance to build and run.

How It Works

Four steps to a live certificate

1

Define

Define the strategy universe, rebalancing rules and fee structure with our team.

2

Structure

A dedicated compartment is opened and the issuance documentation prepared.

3

Issue

The note is issued with its European ISIN and delivered to investors' custody accounts.

4

Manage

The manager instructs rebalancing within the agreed guidelines; pricing is published daily on Bloomberg; lifecycle administration runs at platform level.

Who Uses AMCs

Independent asset managers

Scaling a strategy without fund infrastructure.

Family offices

Formalising an internal strategy for co-investors.

Private banks & EAMs

Offering bespoke strategies as bankable products.

Fund managers

Testing a strategy before committing to a fund launch.

FAQ

Common questions

How fast can an AMC be launched?

Typically within a few weeks of complete onboarding documentation.

Is a regulated manager required?

It depends on the structure and management model: this is assessed case by case during structuring, and we guide you through the qualification analysis.

What is the difference between an AMC and an ETN?

An AMC is the market term for a certificate giving exposure to a discretionarily managed portfolio. An ETN is a note whose value tracks underlying assets. On our platform, we issue ETNs on baskets of financial instruments that can be adjusted over time, an ETN format delivering a function similar to an AMC.

Speak with our Structuring Team

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